Eagle Investors LLC
Advisory Contract
1. Services to be Provided
Eagle Investors will provide personalized financial advice and tailored investment advice through online voice and video calls to one-time fee based Clients via the internet. This includes
financial advice regarding options, stocks, fixed income, alternative assets, digital assets, and cryptocurrency trading and investment strategies. The Firm does not exercise discretion or
custody of client funds, nor does the firm manage Subscribers or manage accounts.
Eagle Investors LLC investment advice is non-discretionary as the firm does not make investment decisions on the client’s behalf. Rather, the firm provides recommendations and
guidance, leaving the final decision-making process and execution to the client. This non-discretionary advice is available to Clients through a one-time charge. Due to the client maintaining full control of their accounts, it is the client’s decision if they want to impose restrictions on investing in certain securities or types of securities. The Adviser does not currently participate in any Wrap Fee Programs.
Currently, we do not have regulatory assets under management, and we do not expect to maintain
client assets under management.
2. Term of the Contract
This contract shall commence on and will be a one time charge, unless sooner terminated as provided herein.
3. Fee Schedule
The Fee Schedule for Bundles is as follows:
Investment Advising - $987, includes 3 Hour 1 on 1 Advising Sessions + 3 Month Premium Trading Tutoring - $987, includes 3 Hour 1 on 1 Advising Sessions + 3 Month Premium Eagle Ultimate - $2,497, includes 8 Hour 1 on 1 Advising Sessions + Premium Annual
The Fee Schedule for Existing Premium Members does not include Premium. Existing Premium members will be provided either a $670 or $201 discount code to reflect Discounted Pricing for existing members only is as follows:
8 Hour 1 on 1 Advising Sessions:$1,827
3 Hour 1 on 1 Advising Session: $786
3 Hour 1 on 1 Advising Session: $786
The above fees include recommendations and advice related to digital assets and cryptocurrencies and alternative investments. Eagle Investors does not currently charge a performance-based fee for any investment recommendations, including those related to digital assets and cryptocurrencies or alternative investments.
Fees are to be billed to clients via either Stripe or PayPal (online payment processors) only through a secure checkout process. The firm does not deduct fees from clients’ assets at any time. Clients will only be billed one-time only, unless they begin a separate subscription based on a separate contract.
Fees are to be collected via either Stripe or Paypal (online payment processors) only through a secure checkout process on
https://eagle-investors.com/.
In light of (CCR Section 260.238(j) -Investment Advisers: Fair, equitable and ethical principles, Eagle Investors LLC charges a fair and reasonable fee for the services provided. Lower fees for comparable services may be available from other sources. Fees are
non-negotiable.
Fee Breakdown:
Eagle Ultimate : 8 Hour Session (2x 4 Hour Sessions) + Eagle Premium 12 Month. $2,497 (Total Fee) = $1,827 (8 Hours) + $670 (Premium)
Therefore, $1,827 for 8 hours is equivalent to $1827 / 8 = $228.38/hour.
Investment Advising: 3 hour Session + Eagle Premium 2 Months
$987 (Total Fee) = $786 (3 Hours) + $201 (3 Months Premium)
Therefore, $786 for 3 hours is equivalent to $786 / 3 = $262/hour.
Trading Tutoring: 3 hour Session + Eagle Premium
$987 (Total Fee) = $786 (3 Hours) + $201 (3 Months Premium)
Therefore, $786 for 3 hours is equivalent to $786 / 3 = $262/hour.
Fee Breakdown for Existing Premium Subscribers:
Eagle Ultimate - 8 Hour Session
$1,827 (8 Hours) , $670 Discount
Therefore, $1,827 for 8 hours is equivalent to $1827 / 8 = $228.38/hour
Investment Advising: 3 hour Session
$786 (3 Hours) , $201 Discount
Therefore, $786 for 3 hours is equivalent to $786 / 3 = $262/hour.
Trading Tutoring: 3 hour Session + Eagle Premium
$786 (3 Hours) , $201 Discount
Therefore, $786 for 3 hours is equivalent to $786 / 3 = $262/hour
4. Acceptance of Disclosures
The Client acknowledges the review and acceptance of the additional disclosures related to fiduciary duty, options and leverage trading risks, impersonal investment advice, individuals
financial guidance, advisor positions, paper or simulated trades, no guarantees, code of ethics and compliance as well as questions and contact information always available online at
https://eagle-investors.com/disclaimer
5. Form ADV Acknowledgement
Client acknowledges receipt of Form ADV Part 2A & 2B prior to signing this agreement; a disclosure statement containing the equivalent information; or a disclosure statement containing
at least the information required by Part 2A Appendix 1 of Form ADV, if the client is entering into a wrap fee program sponsored by the investment adviser. If the appropriate disclosure statement was not delivered to the client at least 48 hours prior to the client entering into any written or oral advisory contract with this investment adviser, then the client has the right to terminate the contract without penalty within five business days after entering into the contract. For the purposes of this provision, a contract is considered entered into when all parties to the contract have signed the contract, or, in the case of an oral contract, otherwise signified their acceptance, any other provisions of this contract notwithstanding.
6. Refund Policy
In the event of termination of this contract by either party or nonperformance by the Adviser, the Adviser shall refund to the Client a prorated portion of any prepaid fees for services not yet rendered for 1 on 1 sessions. A nonperformance of the Advisor is defined as the Advisor materially failing to deliver the services outlined in the contract within a 1 year time frame. Clients cannot terminate the contract after 1on1 services have been delivered, regardless of circumstance.
The formula for calculating the prorated refund is as follows:
Refund Amount = ((Total Hours Paid For - Hours Delivered) * Hourly Fee for Product) - Processing Fees)
Processing Fees are defined as the standard 2.9% rate + $0.30 per transaction cost for payments processed through Stripe, and the standard 3.49% + $0.49 per transaction cost for payments processed through Paypal. Paypal purchases may also be subject to an additional 2% fee for refunds from the processor.
Hourly Fee for Product is defined as the hourly fees outlined in the Fee Breakdown.
Eagle Investors LLC, in its sole discretion, may waive or modify the for any Client. This is limited to offering a discount at the discretion of the firm.
If the client chooses to terminate the contract within the five-business day period, the adviser can only charge for fees incurred prior to the termination excluding administrative fees, account
set-up fees, and minimum quarterly fees
Client is entitled to a full refund should termination of the contract occur within five (5) business days, if the firm brochure (Form ADV Part 2) is not provided 48 hours prior to signing the
agreement pursuant to California Code of Regulation, Section 260.235.4(c).
7. Discretionary Authority
This contract does not grant discretionary authority to the Adviser or its representatives to place trade orders on behalf of the Client. The Client will retain full control over all investment decisions and trade executions.
8. Assignment
This contract may not be assigned by the Adviser without the prior written consent of the Client.
9. Client Permission
The Adviser does not manage client assets/funds. The Adviser will never affect transactions for the client in the client’s broker-dealer account(s) at any time.
10. Change in Control
The Adviser will inform the client of any change in their control. This encompasses a significant altercation in ownership, management, or operations of the investment advisory firm. This includes mergers or acquisitions, changes in majority ownership, new management or leadership and significant changes in business structure or operations. The notification will be communicated through written correspondence such as an email and the advisor will provide notification within 3 months of the change.
11. Conflict of Interest
Eagle Investors LLC adheres to a strict code of ethics and compliance standards designed to minimize conflicts of interest and prioritize the best interests of clients. Our team is committed to providing transparent, objective, and reliable financial advice. A copy of the code of ethics is always readily available at
https://eagle-investors.com/code-of-ethics/ We are not entitled to performance-based compensation. As a result, we do not face certain conflicts of interest that may arise when an investment adviser accepts performance-based fees from some clients, but not from other clients. Ishaan K. Sandhir serves on the board of directors of the envision capital management group, a 501c3 nonprofit that educates students at Indiana University. The charitable fund teaches students how to invest and donates 50% of all returns to underprivileged
students at the university. The Envision Capital Management Group is incorporated separately and operates completely independently from Eagle Investors LLC. Ishaan is not involved with day-to-day operations or investment decisions of the charity.
12. Termination
This contract may be terminated by either party upon the same day or prior written notice to the other party.
13. Governing Law
This contract shall be governed by and construed in accordance with the laws of the State of California, Texas, Virginia, New Jersey, New York and Indiana.
14. Entire Agreement
This contract constitutes the entire agreement between the parties with respect to the subject matter hereof and supersedes all prior or contemporaneous communications, representations, or agreements, whether oral or written.
