Eagle Investors LLC
Advisory Contract
1. Services to be Provided
Eagle Investors will provide investment research and financial advice regarding options, stock, digital assets, and cryptocurrency trading to fee-based Subscribers (“Subscribers”) via the internet and through the firm's online platform. The Firm does not provide tailored investment advice to its Subscribers or manage accounts. Recommendations are purely impersonal, and it is up to the client to decide if an investment is suitable.
Eagle Investors LLC’s investment advice is non-discretionary as the firm does not make investment decisions on the client’s behalf. Rather, the firm provides impersonal recommendations and guidance, leaving the final decision-making process and execution to the client. This non-discretionary advice is available to our Subscribers via ongoing fee- based subscription. Due to the client maintaining full control of their accounts, it is the client’s decision
if they want to impose restrictions on investing in certain securities or types of securities.
We do not currently participate in any Wrap Fee Programs.
Currently, we do not have regulatory assets under management, and we do not expect to maintain client assets under management.
2. Term of the Contract
This contract shall commence on and shall continue as a renewal, unless sooner terminated as provided herein.
3. Fee Schedule
The Fee will range from $67 monthly to $670 annually (not a % or for management but for the subscription. The fee includes recommendations of digital assets and cryptocurrencies. Eagle Investors does not currently charge a performance-based fee for any investment recommendations, including those related to digital assets and cryptocurrencies.
Fees are to be billed to clients via either Stripe or PayPal (online payment processors) only through a secure checkout process. The firm does not deduct fees from clients’ assets at any time. Clients will only be billed according to their subscription plan: monthly subscribers will be billed once monthly, and annual subscribers will be billed once annually.
Fees are to be collected via either Stripe or Paypal (online payment processors) only through a secure checkout process on
https://eagle-investors.com/.
In light of (CCR Section 260.238(j) -Investment Advisers: Fair, equitable and ethical principles, Eagle Investors LLC charges a fair and reasonable fee for the services provided.
Lower fees for comparable services may be available from other sources. Fees are non-negotiable.
Fee Breakdown:
Monthly: In a 30-day month, $67 per month would be equivalent to $67 / 30 = $2.23/day. Please note that months have varying lengths.
Annual: In a 365-day year, $670 per year would be equivalent to $670 / 365 = $1.84/day. The Adviser offers a slightly lower daily fee for the annual package.
4. Acceptance of Disclosures
The Client acknowledges the review and acceptance of the additional disclosures related to fiduciary duty, options and leverage trading risks, impersonal investment advice, individuals financial guidance, advisor positions, paper or simulated trades, no guarantees, code of ethics and compliance as well as questions and contact information always available online at
https://eagle-investors.com/disclaimer
5. Form ADV Acknowledgement
Client acknowledges receipt of Form ADV Part 2A & 2B prior to signing this agreement; a disclosure statement containing the equivalent information; or a disclosure statement containing at least the information required by Part 2A Appendix 1 of Form ADV, if the client is entering into a wrap fee program sponsored by the investment adviser. If the appropriate disclosure statement was not delivered to the client at least 48 hours prior to the client entering into any written or oral advisory contract with this investment adviser, then the client has the right to terminate the contract without penalty within five business days after entering into the contract. For the purposes of this provision, a contract is considered entered into when all parties to the contract have signed the contract, or, in the case of an oral contract, otherwise signified their acceptance, any other provisions of this contract notwithstanding.
6. Refund Policy
In the event of termination of this contract by either party or nonperformance by the Adviser, the Adviser shall refund to the Client a prorated portion of any prepaid fees for services not yet rendered for annual subscribers only. The formula for calculating the prorated refund is as follows:
Refund Amount = ((Annual Fee / Days in Year) * Days Remaining in Subscription Year) - Processing Fees)
Processing Fees are defined as the standard 2.9% rate + $0.30 per transaction cost for payments processed through Stripe, and the standard 3.49% + $0.49 per transaction cost for payments processed through Paypal. Paypal purchases may also be subject to an additional 2% fee for refunds from the processor.
Eagle Investors LLC, in its sole discretion, may waive or modify the Subscription Fee for any Subscriber. This is limited to offering a discount at the discretion of the firm.
If the client chooses to terminate the contract within the five-business day period, the adviser can only charge for fees incurred prior to the termination excluding administrative fees, account setup fees, and minimum quarterly fees
Client is entitled to a full refund should termination of the contract occur within five (5) business days, if the firm brochure (Form ADV Part 2) is not provided 48 hours prior to signing the agreement pursuant to California Code of Regulation, Section 260.235.4(c).
7. Discretionary Authority
This contract does not grant discretionary authority to the Adviser or its representatives to place trade orders on behalf of the Client. The Client will retain full control over all investment decisions and trade executions.
8. Assignment
This contract may not be assigned by the Adviser without the prior written consent of the Client.
9. Client Permission
The Adviser does not manage client assets/funds. The Adviser will never affect transactions for the client in the client’s broker-dealer account(s) at any time.
10. Change in Control
The Adviser will inform the client of any change in their control. This encompasses a significant altercation in ownership, management, or operations of the investment advisory firm. This includes mergers or acquisitions, changes in majority ownership, new management or leadership and significant changes in business structure or operations.
The notification will be communicated through written correspondence such as an email and the advisor will provide notification within 3 months of the change.
11. Conflict of Interest
Eagle Investors LLC adheres to a strict code of ethics and compliance standards designed to minimize conflicts of interest and prioritize the best interests of clients. Our team is committed to providing transparent, objective, and reliable financial advice. A copy of the code of ethics is always readily available at
https://eagle-investors.com/code-of-ethics/
We are not entitled to performance-based compensation. As a result, we do not face certain conflicts of interest that may arise when an investment adviser accepts performance-based fees from some clients, but not from other clients.
Ishaan K. Sandhir serves on the board of directors of the envision capital management group, a 501c3 nonprofit that educates students at Indiana University. The charitable fund teaches students how to invest and donates 50% of all returns to underprivileged students at the university. The Envision Capital Management Group is incorporated separately and operates completely independently from Eagle Investors LLC. Ishaan is not involved with day-to-day operations or investment decisions of the charity.
12. Termination
This contract may be terminated by either party upon the same day or prior written notice to the other party.
13. Governing Law
This contract shall be governed by and construed in accordance with the laws of the State of California, Texas, Virginia, New Jersey, New York and Indiana.
14. Entire Agreement
This contract constitutes the entire agreement between the parties with respect to the subject matter hereof and supersedes all prior or contemporaneous communications, representations, or agreements, whether oral or written.
